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12.7 Additional ALMO-EDA Capabilities

12.7.3 Adiabatic ALMO-EDA and VFB Analysis

(September 1, 2024)

Despite the huge success and usefulness of today’s most popular EDA methods, they still face some limitations in their capabilities. For instance, EDAs are usually performed at complex geometries that are obtained from unconstrained electronic structure calculations (e.g., optimized equilibrium geometries). For strongly interacting systems, close intermolecular contacts driven by POL and particularly CT often result in largely unfavorable FRZ interaction, which offers little physical insights besides indicating obviously substantial intermolecular overlap. Another limitation is that the conventional EDA methods often partitions a “single-point" interaction energy evaluated at a given geometry. Therefore, the influence of FRZ, POL and CT on the structural and vibrational properties of an intermolecular complex cannot be directly characterized.

Recently Mao et al. reformulated the original ALMO-EDA method in an adiabatic picture, 836 Mao Y., Horn P. R., Head-Gordon M.
Phys. Chem. Chem. Phys.
(2017), 19, pp. 5944.
Link
where the term “adiabatic" is borrowed from spectroscopy and indicates that energy differences are evaluated at relaxed geometry on each potential energy surface. In this scheme, the total binding energy (including monomer geometry distortions) is repartitioned into adiabatic FRZ, POL and CT terms:

ΔEbind=ΔEfrz(ad)+ΔEpol(ad)+ΔEct(ad). (12.23)

The adiabatic frozen interaction energy is given by the difference between the energy minimum of the frozen potential surface (on which the energy of each point is computed using the corresponding frozen wave function) and the sum of fully relaxed, non-interacting fragment energies:

ΔEfrz(ad)=E[𝐏frz(frz)]-AEA(0). (12.24)

Similarly, the adiabatic POL and CT terms can be obtained by performing geometry optimizations on the polarized (SCF-MI) and fully relaxed (unconstrained SCF) potential surfaces:

ΔEpol(ad) =E[𝐏pol(pol)]-E[𝐏frz(frz)] (12.25)
ΔEct(ad) =E[𝐏full(full)]-E[𝐏pol(pol)]. (12.26)

With this method, the changes in monomer structures and intermolecular coordinates due to FRZ, POL and CT and the accompanied energetics are provided. Moreover, at the energy minimum (or other stationary points) on each potential surface, the other properties such as multipole points, vibrational frequencies and intensities can also be computed, therefore the effect of different intermolecular interaction components on them can also be characterized.

The geometry optimization on the frozen potential surface is facilitated by the analytical gradient of the frozen wave function energy implemented in Q-Chem. As for the geometry optimization on the polarized potential surface, the nuclear gradient of the SCF-MI energy has the same form as that of the full SCF energy if the original ALMO model is used. These analytical gradients can also be used for finite difference calculations of harmonic frequencies by setting IDERIV = 1. We note that the analytical gradients of SCF-MI calculations that use FERFs are not available yet, and SCFMI_MODE = 0 is required for computing the forces on the frozen and polarized potential surfaces. Also, the current implementation of this method requires users to perform geometry optimization separately on the three potential surfaces (see the example below) and then evaluate the energy components by taking several Q-Chem outputs (including geometry optimizations for the monomers) together, which is probably not so convenient. We look forward to extending the functionality of this method and improving its implementation in the future.

As mentioned in Section 12.6.5, for systems containing radicals of highly symmetric geometries, the frozen wavefunction obtained from concatenating the fragment MOs might be non-unique. In those cases, we recommend the user to set EDA_ALIGN_FRGM_SPIN = 1 or 2 when performing geometry optimization on the frozen potential surface. The job will then go through the fragment spin alignment procedure in each optimization cycle.

FRZ_GEOM

FRZ_GEOM
       Compute forces on the frozen potential surface.
TYPE:
       BOOLEAN
DEFAULT:
       FALSE
OPTIONS:
       FALSE Do not compute forces on the frozen potential surface. TRUE Compute forces on the frozen potential surface.
RECOMMENDATION:
       Set it to TRUE when optimized geometry or vibrational frequencies on the frozen potential surface are desired.

POL_GEOM

POL_GEOM
       Compute forces on the polarized (converged SCF-MI) potential surface.
TYPE:
       BOOLEAN
DEFAULT:
       FALSE
OPTIONS:
       FALSE Do not compute forces on the polarized potential surface. TRUE Compute forces on the polarized potential surface.
RECOMMENDATION:
       Set it to TRUE when optimized geometry or vibrational frequencies on the polarized potential surface are desired.

Example 12.12.30  Geometry optimization of the ammonia-borane complex on the fully relaxed, polarized, and frozen potential energy surfaces successively.

$molecule
0 1
--
0 1
H       0.000000     0.000000     0.000000
H       0.000000     0.000000     1.629090
H       1.417687     0.000000     0.814543
N       0.473683    -0.370067     0.814542
--
0 1
N       3.494032    -1.531250     0.814538
H       3.967715    -1.901317    -0.000008
H       2.550028    -1.901319     0.814537
H       3.967715    -1.901317     1.629083
$end

$rem
   JOBTYPE          opt  !optimization on the fully relaxed PES
   GEN_SCFMAN       true
   METHOD           wb97x-d
   BASIS            6-31+g*
   XC_GRID          1
   THRESH           14
   SCF_CONVERGENCE  9
   SCF_GUESS        fragmo
   INTEGRAL_SYMMETRY    false
   POINT_GROUP_SYMMETRY false
$end

@@@

$molecule
   read
$end

$rem
   JOBTYPE          opt
   POL_GEOM         true !optimization on the polarized PES
   GEN_SCFMAN       true
   METHOD           wb97x-d
   BASIS            6-31+g*
   XC_GRID          1
   THRESH           14
   SCF_CONVERGENCE  9
   SCFMI_MODE       0
   INTEGRAL_SYMMETRY    false
   POINT_GROUP_SYMMETRY false
$end

@@@

$molecule
   read
$end

$rem
   JOBTYPE          opt
   FRZ_GEOM         true !optimization on the frozen PES
   GEN_SCFMAN       true
   METHOD           wb97x-d
   BASIS            6-31+g*
   XC_GRID          1
   THRESH           14
   SCF_CONVERGENCE  9
   SCFMI_MODE       0
   INTEGRAL_SYMMETRY    false
   POINT_GROUP_SYMMETRY false
$end

Example 12.31  Geometry optimization of the [Cu(CO)]+ complex on the frozen potential surface, followed by a frequency calculation which is computed via finite differences.

$molecule
1 1
--
0 1
C         0.0000000000    0.0000000000    1.3792049588
O         0.0000000000    0.0000000000    2.4988670685
--
1 1
Cu        0.0000000000    0.0000000000   -0.9778656750
$end

$rem
   JOBTYPE            opt
   FRZ_GEOM           true
   METHOD             b3lyp
   BASIS              def2-svp
   UNRESTRICTED       false
   IDERIV             1
   FD_MAT_VEC_PROD    false
   INTEGRAL_SYMMETRY  false
   POINT_GROUP_SYMMETRY true
$end


@@@


$molecule
   read
$end

$rem
   JOBTYPE           freq
   FRZ_GEOM          true
   METHOD            b3lyp
   BASIS             def2-svp
   UNRESTRICTED      false
   IDERIV            1
   FD_MAT_VEC_PROD   false
   INTEGRAL_SYMMETRY false
   POINT_GROUP_SYMMETRY true
$end

To further understand the charge-transfer effects in dative complexes, in Q-Chem 5.2.2 and after, one is allowed to separate the overall CT into contributions from forward and backward donations using the variational forward-backward (VFB) approach. 810 Loipersberger M., Mao Y., Head-Gordon M.
J. Chem. Theory Comput.
(2020), 16, pp. 1073.
Link
Such a decomposition is achieved by introducing two additional constrained intermediate states in which only one direction of CT is permitted. These two “one-way” CT states are variationally relaxed such that the associated nuclear forces can be readily obtained. This allows for a facile integration into the adiabatic ALMO-EDA scheme introduced above:

ΔEctf(ad) =E[𝐏ctf(ctf)]-E[𝐏pol(pol)], (12.27)
ΔEctb(ad) =E[𝐏ctb(ctb)]-E[𝐏pol(pol)], (12.28)

and thus the molecular property changes arising from forward and backward donations can be separately assigned. Note that in its Q-Chem implementation, the evaluation of a VFB state always follows a polarization (standard SCF-MI) calculation. Also, since the definition of VFB states is based on the generalized SCF-MI technique (Section 12.6.2), SCFMI_MODE = 1 is required.

VFB_CTA

VFB_CTA
       Use the Variational Forward-Backward (VFB) approach to obtain “one-way” CT potential surfaces.
TYPE:
       STRING
DEFAULT:
       NONE
OPTIONS:
       FORWARD Allow 12 CT only (1 and 2 are two fragments). BACKWARD Allow 21 CT only.
RECOMMENDATION:
       None

Example 12.32  Geometry optimization on one-side CT surface (2 1) using the variational forward-backward (VFB) approach

$molecule
   0 1
   --
   0 1
   O  -1.551007  -0.114520   0.000000
   H  -1.934259   0.762503   0.000000
   H  -0.599677   0.040712   0.000000
   --
   0 1
   O   1.350625   0.111469   0.000000
   H   1.680398  -0.373741  -0.758561
   H   1.680398  -0.373741   0.758561
$end

$rem
   JOBTYPE           opt
   METHOD            wb97x-d
   BASIS             6-31g
   VFB_CTA           backward
   THRESH            14
   SCF_CONVERGENCE   9
   SCF_ALGORITHM     DIIS
   IDERIV            1
   SCFMI_MODE        1
   INTEGRAL_SYMMETRY FALSE
$end

In Q-Chem v. 5.4 or later, analytical gradients for the polarized and two VFB “one-way” CT states with implicit solvent models PCM and SMD are supported so that one can perform part of the adiabatic ALMO-EDA steps (POL CTf/CTb Full) in solvation environments. To do this, one only needs to set the $rem variable SOLVENT_METHOD to PCM or SMD, which is similar to the usage of ALMO-EDA(solv) (see Section 12.6.6). The calculation of analytical forces on the frozen surface with implicit solvents is currently unavailable, and we look forward to enabling that in future releases of Q-Chem.

Example 12.33  Geometry optimization on the polarized surface with SMD solvent model

$molecule
   0 1
   --
   0 1
   H1
   O1 H1 0.95641
   H2 O1 0.96500  H1 104.77306
   --
   0 1
   O2 H2 dist     O1 171.85474 H1 180.000
   H3 O2 0.95822  H2 111.79807 O1 -58.587
   H4 O2 0.95822  H2 111.79807 O1 58.587

   dist = 2.0
$end

$rem
   JOBTYPE           OPT
   METHOD            wB97X-D
   BASIS             cc-pVDZ
   POL_GEOM          TRUE
   THRESH            14
   SCF_CONVERGENCE   9
   MEM_TOTAL         2000
   MEM_STATIC        500
   SCF_GUESS         FRAGMO
   IDERIV            1
   SCFMI_MODE        0
   SOLVENT_METHOD    SMD
   INTEGRAL_SYMMETRY FALSE
   POINT_GROUP_SYMMETRY FALSE
$end

$smx
   solvent water
$end