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6.14 Alternative Orbitals for Correlated Calculations

6.14.1 Frozen Natural Orbitals

(September 1, 2024)

Large computational savings are possible if the virtual space is truncated using the frozen natural orbital (FNO) approach. For example, using a fraction f of the full virtual space results in a 1/(1-f)4-fold speed up for each CCSD iteration (CCSD scales with the forth power of the virtual space size). FNO-based truncation for ground-states CC methods was introduced by Bartlett and coworkers. 1200 Sosa C. et al.
Chem. Phys. Lett.
(1989), 159, pp. 148.
Link
, 1260 Taube A. G., Bartlett R. J.
Collect. Czech. Chem. Commun.
(2005), 70, pp. 837.
Link
, 1261 Taube A. G., Bartlett R. J.
J. Chem. Phys.
(2008), 128, pp. 164101.
Link
Extension of the FNO approach to ionized states within EOM-CC formalism was recently introduced and benchmarked; 708 Landau A. et al.
J. Chem. Phys.
(2010), 132, pp. 014109.
Link
see Section 7.10.13.

The FNOs are computed as the eigenstates of the virtual-virtual block of the MP2 density matrix [𝒪(N5) scaling], and the eigenvalues are the occupation numbers associated with the respective FNOs. By using a user-specified threshold, the FNOs with the smallest occupations are frozen in CC calculations. This could be done in CCSD, CCSD(T), CCSD(2), CCSD(dT), CCSD(fT) as well as CCD, OD, QCCD, VQCCD, and all possible triples corrections for these wave functions.

The truncation can be performed using two different schemes. The first approach is to simply specify the total number of virtual orbitals to retain, e.g., as the percentage of total virtual orbitals, as was done in Refs.  1260 Taube A. G., Bartlett R. J.
Collect. Czech. Chem. Commun.
(2005), 70, pp. 837.
Link
, 1261 Taube A. G., Bartlett R. J.
J. Chem. Phys.
(2008), 128, pp. 164101.
Link
. The second approach is to specify the percentage of total natural occupation (in the virtual space) that needs to be recovered in the truncated space. These two criteria are referred to as the POVO (percentage of virtual orbitals) and OCCT (occupation threshold) cutoffs, respectively. 708 Landau A. et al.
J. Chem. Phys.
(2010), 132, pp. 014109.
Link

Since the OCCT criterion is based on the correlation in a specific molecule, it yields more consistent results than POVO. For ionization energy calculations employing 99–99.5% natural occupation threshold should yields errors (relative to the full virtual space values) below 1 kcal/mol. 708 Landau A. et al.
J. Chem. Phys.
(2010), 132, pp. 014109.
Link
The errors decrease linearly as a function of the total natural occupation recovered, which can be exploited by extrapolating truncated calculations to the full virtual space values. This extrapolation scheme is called the extrapolated FNO (XFNO) procedure. 708 Landau A. et al.
J. Chem. Phys.
(2010), 132, pp. 014109.
Link
The linear behavior is exhibited by the total energies of the ground and the ionized states as a function of OCCT. Therefore, the XFNO scheme can be employed even when the two states are not calculated on the same level, e.g., in adiabatic energy differences and EOM-IP-CC(2,3) calculations (more on this in Ref.  708 Landau A. et al.
J. Chem. Phys.
(2010), 132, pp. 014109.
Link
).

The FNO truncation often causes slower convergence of the CCSD and EOM procedures. Nevertheless, despite larger number of iterations, the FNO-based truncation of orbital space reduces computational cost considerably, with a negligible decline in accuracy. 708 Landau A. et al.
J. Chem. Phys.
(2010), 132, pp. 014109.
Link

Because of the limitation of the implementation, point-group symmetry cannot be used with FNO/OSFNO and will be disabled. Please, adjust your input consistently with CC_SYMMETRY = false.

For open-shell species an open-shell FNO (OSFNO) has been developed for the use in EOM-SF-CC calculations. The benchmarks show negligible errors in singlet–triplet gaps for a variety of molecules. For more details, see Section 7.10.13 and the Ref.  1029 Pokhilko P., Izmodenov D., Krylov A. I.
J. Chem. Phys.
(2020), 152, pp. 034105.
Link
.

CC_FNO_THRESH

CC_FNO_THRESH
       Initialize the FNO truncation and sets the threshold to be used for both cutoffs (OCCT and POVO)
TYPE:
       INTEGER
DEFAULT:
       None
OPTIONS:
       range 0000-10000 abcd Corresponding to ab.cd%
RECOMMENDATION:
       None

CC_FNO_USEPOP

CC_FNO_USEPOP
       Selection of the truncation scheme
TYPE:
       INTEGER
DEFAULT:
       1 OCCT
OPTIONS:
       0 POVO
RECOMMENDATION:
       None

Example 6.38  CCSD(T) calculation using FNO with POVO = 65%

$molecule
   0 1
   O
   H 1 1.0
   H 1 1.0 2 100.
$end

$rem
   METHOD          CCSD(T)
   BASIS           6-311+G(2df,2pd)
   CC_FNO_THRESH   6500   65% of the virtual space
   CC_FNO_USEPOP   0
$end